| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Victoria Harbour Securities International Limited | RO | 就證券提供意見 | 2020-04-28 | - |
| RO | 證券交易 | 2020-04-28 | - | |
| RO | 提供資產管理 | 2019-12-06 | - | |
| Sun International Investment Services Limited | RO | 就證券提供意見 | 2018-06-28 | 2019-11-22 |
| RO | 證券交易 | 2018-06-28 | 2019-11-22 | |
| Rep | 就證券提供意見 | 2017-01-26 | 2018-06-28 | |
| Rep | 提供資產管理 | 2017-01-26 | 2019-11-22 | |
| Rep | 證券交易 | 2017-01-16 | 2018-06-28 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-07-13 | 2017-01-11 |
| GEO Securities Limited | Rep | 證券交易 | 2014-04-23 | 2016-06-30 |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2010-11-18 | 2012-11-13 |