| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OUTSET GLOBAL (HONG KONG) LIMITED | RO | 證券交易 | 2023-07-25 | 2025-02-07 |
| Rep | 證券交易 | 2023-02-01 | 2023-07-25 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-08-20 | 2022-12-31 |
| Rep | 證券交易 | 2020-08-20 | 2022-12-31 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-20 | 2020-08-03 |
| Rep | 證券交易 | 2007-11-29 | 2020-08-03 |