| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Elevation Capital Limited | RO | 證券交易 | 2020-09-29 | - |
| SOLARSTONE CAPITAL LIMITED | RO | 證券交易 | 2019-06-03 | 2020-09-22 |
| Rep | 證券交易 | 2019-05-20 | 2019-06-03 | |
| KOALA SECURITIES LIMITED | RO | 就證券提供意見 | 2016-08-15 | 2019-03-07 |
| RO | 證券交易 | 2016-04-11 | 2019-03-07 | |
| Rep | 證券交易 | 2015-12-17 | 2016-04-11 | |
| Minerva Holding Financial Securities Limited | Rep | 證券交易 | 2005-11-16 | 2014-12-31 |
| ONE CHINA SECURITIES LIMITED | Rep | 證券交易 | 2004-03-16 | 2005-11-05 |
| Hongkong Bay Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-24 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-24 | |
| Rep | 證券交易 | 2003-04-01 | 2004-03-08 |
已採集記錄中暫無金管局登記。