| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUEN FAT FUTURES (H.K.) LIMITED | RO | 期貨合約交易 | 2010-02-09 | 2013-05-15 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-04-11 | 2025-10-31 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2003-10-28 | 2008-04-01 |
| Rep | 就證券提供意見 | - | 2003-08-13 | |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 就機構融資提供意見 | - | 2003-10-21 | |
| Rep | 證券交易 | - | 2008-04-01 |