| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2025-11-10 | - |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-04-15 | 2025-10-21 |
| Polaris Capital (Asia) Limited | Rep | 證券交易 | 2003-06-05 | 2008-03-26 |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | 2003-04-01 | 2003-04-12 |
| CELESTIAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-12 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-04-12 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-12 |