| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited | RO | 期貨合約交易 | 2023-03-27 | - |
| RO | 就證券提供意見 | 2021-05-18 | - | |
| RO | 證券交易 | 2021-04-28 | - | |
| Rep | 證券交易 | 2021-04-13 | 2021-04-28 | |
| Grand China Securities Limited | Rep | 證券交易 | 2020-08-21 | 2021-04-07 |
| China-Hong Kong Link Securities Company Limited | Rep | 證券交易 | 2017-12-14 | 2020-07-01 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-01 | |
| Rep | 證券交易 | 2003-04-01 | 2017-01-31 |