| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Eddid Securities and Futures Limited | RO | 槓桿式外匯交易 | 2022-10-20 | 2023-04-20 |
| EDDID CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-05-11 | - |
| RO | 證券交易 | 2022-05-11 | - | |
| Eddid Securities and Futures Limited | RO | 就期貨合約提供意見 | 2022-05-11 | - |
| RO | 就證券提供意見 | 2022-05-11 | - | |
| RO | 提供資產管理 | 2022-05-11 | - | |
| RO | 期貨合約交易 | 2022-05-11 | - | |
| RO | 證券交易 | 2022-05-11 | - | |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2019-01-23 | 2022-02-21 |
| RO | 就證券提供意見 | 2019-01-23 | 2022-02-21 | |
| RO | 提供資產管理 | 2019-01-23 | 2022-02-21 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | 證券交易 | 2019-01-23 | 2022-02-21 |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-12-04 | 2019-01-23 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2018-12-04 | 2019-01-23 |
| Yi Shun Da Capital Limited | Rep | 就機構融資提供意見 | 2018-04-17 | 2018-08-27 |
| Rep | 證券交易 | 2018-04-17 | 2018-08-27 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 就機構融資提供意見 | 2017-10-24 | 2018-02-21 |
| RO | 就證券提供意見 | 2017-10-24 | 2018-02-21 | |
| RO | 證券交易 | 2017-10-24 | 2018-02-21 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-01-20 | 2018-02-21 |
| RO | 就證券提供意見 | 2017-01-20 | 2018-02-21 | |
| RO | 證券交易 | 2017-01-20 | 2018-02-21 | |
| Rep | 就機構融資提供意見 | 2016-10-20 | 2017-01-20 | |
| Rep | 就證券提供意見 | 2016-10-20 | 2017-01-20 | |
| Rep | 證券交易 | 2016-10-20 | 2017-01-20 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2016-10-20 | 2017-10-24 |
| Rep | 就證券提供意見 | 2016-10-20 | 2017-10-24 | |
| Rep | 證券交易 | 2016-10-20 | 2017-10-24 | |
| DBS ASIA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-03-17 | 2016-10-01 |
| RO | 就證券提供意見 | 2014-03-17 | 2016-10-01 | |
| RO | 證券交易 | 2014-03-17 | 2016-10-01 | |
| MACQUARIE CAPITAL LIMITED | RO | 就機構融資提供意見 | 2010-05-26 | 2013-09-06 |
| RO | 證券交易 | 2010-05-26 | 2013-09-06 | |
| Macquarie Corporate (Hong Kong) Limited | RO | 就機構融資提供意見 | 2010-05-26 | 2013-09-06 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-08-11 | 2010-05-26 |
| Rep | 證券交易 | 2008-08-11 | 2010-05-26 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-08-11 | 2010-05-26 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2007-06-04 | 2008-05-26 |
| Rep | 證券交易 | 2007-06-04 | 2008-05-26 |
已採集記錄中暫無金管局登記。