| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2025-02-05 | - |
| CMB International Capital Limited | RO | 就機構融資提供意見 | 2015-07-31 | - |
| RO | 證券交易 | 2015-07-31 | - | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-11-15 | 2015-03-31 |
| Rep | 證券交易 | 2007-11-15 | 2015-03-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-11-15 | 2015-03-31 |