| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GRAND FIRE SECURITIES LIMITED | RO | 就機構融資提供意見 | 2016-09-14 | 2018-12-31 |
| Rep | 就機構融資提供意見 | 2016-07-18 | 2016-09-14 | |
| Rep | 證券交易 | 2016-07-18 | 2018-12-31 | |
| Beijing Securities Limited | Rep | 就機構融資提供意見 | 2015-05-15 | 2016-06-08 |
| Rep | 證券交易 | 2015-05-15 | 2016-06-08 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-05-18 | 2015-03-31 |
| Rep | 證券交易 | 2010-05-18 | 2015-03-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2010-05-18 | 2015-03-31 |