| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| 18 Salisbury Capital Limited | Rep | 就證券提供意見 | 2021-09-15 | 2022-04-29 |
| Rep | 提供資產管理 | 2021-09-15 | 2022-04-29 | |
| Argonaut Securities (Asia) Limited | Rep | 證券交易 | 2018-03-15 | 2021-02-26 |
| Rep | 就機構融資提供意見 | 2012-07-03 | 2021-02-26 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-05-16 | 2011-10-04 |
| Rep | 證券交易 | 2011-05-16 | 2011-10-04 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2011-05-16 | 2011-10-04 |