| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Renco Investments Limited | RO | 就證券提供意見 | 2017-11-24 | 2018-12-31 |
| RO | 提供資產管理 | 2017-11-24 | 2018-12-31 | |
| HONGKONG BAY ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2016-11-29 | 2017-06-23 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2009-10-05 | 2011-10-13 |
| Rep | 證券交易 | 2009-10-05 | 2011-10-13 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2009-10-05 | 2011-10-13 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2004-06-15 | 2005-03-17 |
| Rep | 證券交易 | 2004-06-15 | 2005-03-17 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2004-06-15 | 2005-03-17 |