| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2015-12-07 | 2017-05-08 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-01-21 | 2015-10-30 |
| Rep | 證券交易 | 2015-01-21 | 2015-10-30 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-01-21 | 2015-10-30 |
| MACQUARIE CAPITAL LIMITED | RO | 就證券提供意見 | 2011-04-26 | 2014-12-31 |
| Rep | 就證券提供意見 | 2010-08-11 | 2011-04-26 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-10 | 2010-05-01 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就證券提供意見 | 2008-05-16 | 2008-09-29 |