| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | RO | 證券交易 | 2017-10-12 | 2021-01-08 |
| Rep | 證券交易 | 2016-10-03 | 2017-10-12 | |
| RO | 證券交易 | 2010-10-04 | 2016-04-05 | |
| Rep | 證券交易 | 2009-12-29 | 2010-10-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2007-08-06 | 2009-09-29 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-08-06 | 2009-09-29 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2005-10-14 | 2007-06-02 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2005-07-25 | 2005-10-07 |