| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-11-09 | 2012-11-30 |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | 證券交易 | 2008-09-29 | 2009-10-16 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2005-12-20 | 2008-07-18 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2005-06-22 | 2005-11-14 |
| MACQUARIE CAPITAL LIMITED | Rep | 提供自動化交易服務 | 2003-05-15 | 2004-03-22 |
| Rep | 證券交易 | 2003-05-15 | 2004-08-01 |