| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2018-12-03 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2018-12-03 | - |
| Rep | 期貨合約交易 | 2018-12-03 | - | |
| Rep | 證券交易 | 2018-12-03 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2013-09-02 | 2018-08-17 |
| Rep | 期貨合約交易 | 2013-09-02 | 2018-08-17 | |
| Rep | 證券交易 | 2013-09-02 | 2018-08-17 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-08-11 | 2013-07-05 |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2007-08-16 | 2013-07-05 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-07-10 | 2009-04-24 |
| BLACKROCK (HONG KONG) LIMITED | Rep | 證券交易 | 2005-01-11 | 2005-03-21 |
| Rep | 就證券提供意見 | 2004-06-15 | 2005-03-21 | |
| Rep | 提供資產管理 | 2004-06-15 | 2005-03-21 |
已採集記錄中暫無金管局登記。