| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-09-08 | 2025-09-11 |
| Rep | 證券交易 | 2025-05-23 | 2025-05-29 | |
| Rep | 證券交易 | 2025-02-17 | 2025-02-21 | |
| Rep | 證券交易 | 2024-05-24 | 2024-05-30 | |
| Rep | 證券交易 | 2024-01-26 | 2024-01-30 | |
| Rep | 證券交易 | 2018-12-03 | 2018-12-07 | |
| Rep | 證券交易 | 2017-09-21 | 2017-09-26 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2010-04-07 | 2014-09-30 |