| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2007-05-07 | 2012-05-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-05-04 | 2007-02-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-05-04 | 2007-02-08 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2004-10-18 | 2005-04-07 |