| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 證券交易 | 2023-07-12 | - |
| BTIG Hong Kong Limited | Rep | 證券交易 | 2016-05-13 | 2023-04-13 |
| Tora Trading Services Limited (HK) | Rep | 證券交易 | 2015-01-26 | 2016-03-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2004-12-28 | 2012-02-23 |
| JEFFERIES PACIFIC LIMITED | RO | 證券交易 | 2003-04-01 | 2003-06-27 |