| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-12-30 | 2016-04-01 |
| Rep | 證券交易 | 2014-12-30 | 2016-04-01 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-08-19 | 2012-11-30 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-21 |
| Rep | 就證券提供意見 | - | 2004-01-21 | |
| Rep | 提供資產管理 | - | 2004-01-21 | |
| Rep | 證券交易 | - | 2007-06-02 |