| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期貨合約交易 | 2012-10-19 | - |
| Rep | 證券交易 | 2012-10-19 | - | |
| AuVantage Consultancy Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-24 | |
| Rep | 提供證券保證金融資 | 2003-04-01 | 2004-02-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2007-02-01 | |
| Rep | 證券交易 | 2003-04-01 | 2012-09-29 | |
| MAGUSTA FUTURES LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2004-02-24 |
| Rep | 就期貨合約提供意見 | 2003-04-01 | 2007-02-01 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2012-09-29 |