| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-10-23 | - |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-10-23 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-08-05 | 2019-09-25 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-11-06 | 2019-09-25 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2015-01-09 | 2015-07-16 |
| AuVantage Consultancy Limited | Rep | 證券交易 | 2006-07-10 | 2014-12-31 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-05-19 | |
| Rep | 證券交易 | 2003-04-01 | 2006-07-08 |
已採集記錄中暫無金管局登記。