| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 證券交易 | 2014-11-26 | 2020-09-30 |
| AuVantage Consultancy Limited | Rep | 就機構融資提供意見 | - | 2004-02-24 |
| Rep | 提供資產管理 | - | 2004-02-24 | |
| Rep | 提供證券保證金融資 | - | 2004-02-24 | |
| Rep | 就證券提供意見 | - | 2007-02-01 | |
| Rep | 證券交易 | - | 2014-11-24 | |
| MAGUSTA FUTURES LIMITED | Rep | 提供資產管理 | - | 2004-02-24 |
| Rep | 就期貨合約提供意見 | - | 2004-12-09 | |
| Rep | 期貨合約交易 | - | 2004-12-09 |