| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Barings Investment Advisers (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-12-23 | 2016-12-31 |
| Rep | 證券交易 | 2016-12-23 | 2016-12-31 | |
| RO | 就證券提供意見 | 2013-04-25 | 2016-12-23 | |
| RO | 證券交易 | 2013-04-25 | 2016-12-23 | |
| MAN INVESTMENTS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2007-08-27 | 2012-07-13 |
| RO | 證券交易 | 2007-08-27 | 2012-07-13 | |
| Rep | 證券交易 | 2005-08-10 | 2007-08-27 | |
| Rep | 就機構融資提供意見 | 2004-03-12 | 2005-02-17 | |
| Rep | 提供資產管理 | 2004-02-23 | 2005-02-17 | |
| Rep | 就證券提供意見 | 2004-02-23 | 2007-08-27 | |
| DWS Investments Hong Kong Limited | RO | 就證券提供意見 | - | 2004-02-20 |
| RO | 提供資產管理 | - | 2004-02-20 | |
| RO | 證券交易 | - | 2004-02-20 |