| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-04-02 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2013-04-02 | - |
| Yunfeng Financial Markets Limited | Rep | 提供自動化交易服務 | 2009-03-23 | 2012-10-09 |
| Rep | 證券交易 | 2009-03-23 | 2012-10-09 |