Personnel Hong Kong SFC License Details (ID 86757)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Cambridge Associates Hong Kong Private Limited	RO	證券交易	2024-05-06	2026-05-01
	RO	就證券提供意見	2022-03-29	2026-05-01
Towers Watson Investment Services Hong Kong Limited	RO	就證券提供意見	2019-05-17	2021-01-24
	RO	證券交易	2019-05-17	2021-01-24
Legg Mason Asset Management Hong Kong Limited	RO	就證券提供意見	2017-08-28	2018-05-03
	RO	證券交易	2017-08-28	2018-05-03
	Rep	就證券提供意見	2016-04-25	2017-08-28
	Rep	證券交易	2016-04-25	2017-08-28
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	就證券提供意見	2015-01-14	2016-04-23
	Rep	提供資產管理	2015-01-14	2016-04-23
Everbright Capital Management Limited	Rep	就證券提供意見	2015-01-14	2016-04-23
	Rep	提供資產管理	2015-01-14	2016-04-23
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	就證券提供意見	2012-08-15	2014-03-29
	Rep	證券交易	2012-08-15	2014-03-29
Manulife Investment Management (Hong Kong) Limited	Rep	就證券提供意見	2010-07-09	2012-06-21
	Rep	證券交易	2010-07-09	2012-06-21
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	就證券提供意見	2008-10-27	2010-01-31
	Rep	提供資產管理	2008-10-27	2010-01-31
NNIP HONG KONG LIMITED	Rep	就證券提供意見	2006-03-21	2008-10-11
	Rep	提供資產管理	2006-03-21	2008-10-11
	Rep	證券交易	2006-03-21	2008-10-11
Legg Mason Asset Management Hong Kong Limited	Rep	證券交易	2005-12-01	2006-03-01
	Rep	就證券提供意見	2005-01-18	2006-03-01
	Rep	提供資產管理	2005-01-18	2006-03-01
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就證券提供意見	2005-01-18	2006-03-01
	Rep	提供資產管理	2005-01-18	2006-03-01
	Rep	證券交易	2005-01-18	2006-03-01