| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2021-01-13 | 2024-10-31 |
| Rep | 期貨合約交易 | 2021-01-13 | 2024-10-31 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2014-03-06 | 2018-06-15 |
| Rep | 提供資產管理 | 2014-03-06 | 2018-06-15 | |
| Rep | 證券交易 | 2014-03-06 | 2018-06-15 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 提供資產管理 | 2007-01-19 | 2013-09-09 |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-07-26 | 2006-07-31 |
| Rep | 提供資產管理 | 2005-07-26 | 2006-07-31 |