| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VENHOUSE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-12-23 | - |
| ALTRUIST FINANCIAL GROUP LIMITED | Rep | 就證券提供意見 | 2015-06-18 | 2015-11-05 |
| Rep | 證券交易 | 2015-06-18 | 2015-11-05 | |
| REDFORD SECURITIES LIMITED | Rep | 證券交易 | 2014-07-03 | 2015-05-19 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2003-04-24 | 2014-04-30 |
已採集記錄中暫無金管局登記。