| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IAM LEGACY LIMITED | RO | 提供資產管理 | 2015-06-02 | - |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-05-02 | 2013-09-02 |
| IAM LEGACY LIMITED | Rep | 提供資產管理 | 2009-07-30 | 2015-06-02 |
| Rep | 就證券提供意見 | 2009-07-07 | - | |
| PERFECT ASSET MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2006-08-03 | 2009-06-30 |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-03-28 | 2006-07-21 |
| Rep | 提供資產管理 | 2005-04-20 | 2006-07-21 | |
| Belvest Investment Services Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-17 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-23 |
已採集記錄中暫無金管局登記。