| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2012-10-12 | 2013-03-19 |
| Rep | 證券交易 | 2012-10-12 | 2013-03-19 | |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-10-07 | 2011-12-23 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2009-03-02 | 2011-09-30 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-10-05 | 2009-02-16 |