| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CYAN COAST INVESTMENTS LIMITED | RO | 就證券提供意見 | 2026-08-04 | - |
| RO | 提供資產管理 | 2026-08-04 | - | |
| Yunrui Asset Management Limited | RO | 就證券提供意見 | 2025-11-04 | 2026-05-26 |
| RO | 提供資產管理 | 2025-11-04 | 2026-05-26 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就證券提供意見 | 2023-10-12 | 2025-06-19 |
| Rep | 提供資產管理 | 2023-10-12 | 2025-06-19 | |
| Rep | 證券交易 | 2023-10-12 | 2025-06-19 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-08-12 | 2021-10-14 |
| Rep | 期貨合約交易 | 2020-08-12 | 2021-10-14 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-08-12 | 2021-10-14 |
| Rep | 證券交易 | 2020-08-12 | 2021-10-14 | |
| AMBER HILL CAPITAL LIMITED | RO | 就證券提供意見 | 2020-01-03 | 2020-07-06 |
| RO | 提供資產管理 | 2020-01-03 | 2020-07-06 | |
| Rep | 就證券提供意見 | 2019-11-08 | 2020-01-03 | |
| PAOCHU INVESTMENT ADVISORY LIMITED | RO | 就證券提供意見 | 2019-01-25 | 2019-07-23 |
| RO | 提供資產管理 | 2019-01-25 | 2019-07-23 | |
| Rep | 就證券提供意見 | 2018-11-06 | 2019-01-25 | |
| Rep | 提供資產管理 | 2018-11-06 | 2019-01-25 | |
| PC SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-01-11 | 2018-10-04 |
| Rep | 提供資產管理 | 2018-01-11 | 2018-10-04 | |
| Rep | 證券交易 | 2017-12-08 | 2018-10-04 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-10-05 | 2017-11-13 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2015-10-05 | 2017-11-13 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-01-08 | 2017-11-13 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2009-03-23 | 2012-11-26 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2008-12-02 | 2009-02-16 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2006-06-07 | 2008-10-14 |
已採集記錄中暫無金管局登記。