| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2013-02-01 | 2022-08-31 |
| Rep | 證券交易 | 2013-02-01 | 2022-08-31 | |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2012-09-17 | 2013-01-18 |
| Rep | 證券交易 | 2012-09-17 | 2013-01-18 | |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2011-03-15 | 2011-12-28 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2009-05-19 | 2011-12-28 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-05-16 | 2009-04-21 |