| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 證券交易 | 2014-01-10 | - |
| Rep | 就證券提供意見 | 2013-12-11 | - | |
| ELITE FINANCIAL SERVICES LIMITED (HK) | Rep | 就證券提供意見 | 2013-06-06 | 2013-06-08 |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-05-02 | 2012-10-01 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2009-07-27 | 2012-10-01 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-03-06 | 2009-06-30 |