| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2013-12-02 | 2013-12-10 |
| Rep | 證券交易 | 2013-12-02 | 2013-12-10 | |
| Beevest Securities Limited | Rep | 就證券提供意見 | 2013-07-30 | 2013-09-01 |
| RO | 證券交易 | 2013-07-10 | 2013-09-01 | |
| RO | 期貨合約交易 | 2010-05-31 | 2013-09-01 | |
| Rep | 期貨合約交易 | 2007-05-03 | 2010-05-31 | |
| Rep | 證券交易 | 2007-05-03 | 2013-07-10 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-05-22 | 2007-04-23 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2005-09-23 | 2007-04-23 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-09-23 | 2007-04-23 |