| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Rich Securities Limited | Rep | 證券交易 | 2016-05-17 | 2022-11-01 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2011-11-30 | 2016-05-17 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2011-11-30 | 2016-05-17 |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2007-03-14 | 2011-11-18 |
| Rep | 證券交易 | 2003-04-25 | 2011-11-18 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-24 |
| Rep | 就證券提供意見 | - | 2003-04-24 | |
| Rep | 提供資產管理 | - | 2003-04-24 | |
| Rep | 證券交易 | - | 2003-04-24 |