| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MFG Limited (HK) | RO | 證券交易 | 2021-11-19 | - |
| Rep | 期貨合約交易 | 2019-04-01 | - | |
| Rep | 證券交易 | 2019-02-01 | 2021-11-19 | |
| Ayers Alliance Securities (HK) Limited | RO | 就證券提供意見 | 2018-02-22 | 2019-01-31 |
| RO | 證券交易 | 2017-11-24 | 2019-01-31 | |
| Rep | 證券交易 | 2014-02-04 | 2017-11-24 | |
| Beevest Securities Limited | Rep | 證券交易 | 2009-11-10 | 2012-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-22 | |
| Rep | 證券交易 | 2003-04-01 | 2009-10-01 |