| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-04-29 | - |
| Rep | 提供資產管理 | 2025-04-29 | - | |
| Rep | 證券交易 | 2025-04-29 | - | |
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2020-03-23 | 2025-03-11 |
| Rep | 期貨合約交易 | 2020-03-23 | 2025-03-11 | |
| Rep | 就證券提供意見 | 2020-02-27 | 2025-03-11 | |
| Rep | 證券交易 | 2020-02-27 | 2025-03-11 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-05-22 | 2020-01-31 |
| Rep | 證券交易 | 2019-05-22 | 2020-01-31 | |
| JPMorgan Funds (Asia) Limited | Rep | 就證券提供意見 | 2017-04-24 | 2018-07-27 |