| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Global Financial Limited | RO | 就證券提供意見 | 2021-10-20 | - |
| RO | 提供資產管理 | 2021-10-20 | - | |
| RO | 證券交易 | 2021-10-20 | - | |
| Rep | 證券交易 | 2019-03-04 | 2021-10-20 | |
| Rep | 就證券提供意見 | 2018-08-15 | 2021-10-20 | |
| Rep | 提供資產管理 | 2018-08-15 | 2021-10-20 | |
| MEIJI YASUDA ASIA LIMITED | Rep | 就證券提供意見 | 2011-07-18 | 2018-03-05 |
| Rep | 提供資產管理 | 2011-07-18 | 2018-03-05 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2010-01-18 | 2011-07-07 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-10-02 | 2010-08-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2007-07-04 | 2008-08-30 |