| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited | RO | 就證券提供意見 | 2025-12-02 | - |
| RO | 提供資產管理 | 2025-12-02 | - | |
| RO | 證券交易 | 2025-12-02 | - | |
| Rep | 就證券提供意見 | 2025-09-24 | 2025-12-02 | |
| Rep | 提供資產管理 | 2025-09-24 | 2025-12-02 | |
| Rep | 證券交易 | 2025-09-24 | 2025-12-02 | |
| QUINTAR CAPITAL LIMITED | RO | 就證券提供意見 | 2024-07-17 | 2025-07-11 |
| RO | 提供資產管理 | 2024-07-17 | 2025-07-11 | |
| Rep | 就證券提供意見 | 2024-03-22 | 2024-07-17 | |
| Rep | 提供資產管理 | 2024-03-22 | 2024-07-17 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 就證券提供意見 | 2011-10-18 | 2013-11-09 |
| RO | 證券交易 | 2011-05-20 | 2013-11-09 | |
| Rep | 證券交易 | 2011-02-21 | 2011-05-20 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-02-21 | 2013-11-09 |