| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-03-19 | - |
| Rep | 證券交易 | 2026-03-19 | - | |
| Rep | 就證券提供意見 | 2022-06-06 | 2026-03-18 | |
| Rep | 證券交易 | 2022-06-06 | 2026-03-18 | |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2017-12-06 | 2021-01-20 |
| Rep | 證券交易 | 2017-12-06 | 2021-01-20 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2013-12-19 | 2017-06-05 |
| Rep | 證券交易 | 2013-12-19 | 2017-06-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-07-19 | 2013-09-05 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-07-19 | 2013-09-05 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-09-14 | 2011-04-16 |
| Rep | 證券交易 | 2005-08-15 | 2011-04-16 |
已採集記錄中暫無金管局登記。