| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Davidson Kempner Asia Limited | RO | 證券交易 | 2021-06-03 | - |
| Rep | 證券交易 | 2019-10-09 | 2021-06-03 | |
| Rep | 提供資產管理 | 2019-03-04 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2017-06-27 | 2019-01-29 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-12-02 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-02-13 | 2014-04-01 |