| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-08-10 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-08-10 | 2020-08-17 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-02-02 | 2011-05-11 |
| Rep | 期貨合約交易 | 2010-02-02 | 2011-05-11 | |
| Rep | 證券交易 | 2010-02-02 | 2011-05-11 |