Chau, Chun Yiu (SFC:AMU492) 周振堯 SFC Licences and HKMA Registrations (ID 87450)

Chau, Chun Yiu (SFC:AMU492) 周振堯 SFC Licences and HKMA Registrations (ID 87450)

主要資料牌照與登記公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	證券交易	2025-05-28	-
	Rep	證券交易	2014-09-23	2024-06-20
Merrill Lynch Far East Limited	Rep	期貨合約交易	2010-08-20	2014-08-08
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2010-04-01	2014-08-08
Merrill Lynch Far East Limited	Rep	證券交易	2010-04-01	2014-08-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-04-01	2010-08-20
FUZE SECURITIES (INTERNATIONAL) LIMITED	Rep	證券交易	2009-08-17	2010-03-06
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2008-04-10	2008-10-21
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2008-03-14	2008-10-21
Merrill Lynch Far East Limited	Rep	證券交易	2008-03-14	2008-10-21
BOCI SECURITIES LIMITED	Rep	就證券提供意見	2007-10-29	2008-03-01
	Rep	證券交易	2007-10-29	2008-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2006-08-18	2007-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2005-12-12	2007-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2005-12-12	2007-06-30

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。