| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2019-08-28 | 2023-10-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-10 | 2013-09-07 |
| Rep | 證券交易 | 2011-04-12 | 2013-09-07 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-04-12 | 2013-09-07 |