| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2022-06-28 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2022-06-28 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-12-02 | 2022-06-28 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2021-12-02 | 2022-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-12-20 | 2021-09-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-12-20 | 2021-09-08 |
| Rep | 證券交易 | 2010-12-20 | 2021-09-08 |