| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2021-01-04 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-15 | 2012-08-18 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2012-08-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-10-13 | 2012-08-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-10-13 | 2010-09-06 |