| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2017-07-26 | - |
| Rep | 提供資產管理 | 2017-07-26 | - | |
| Rep | 證券交易 | 2017-07-26 | - | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2016-09-30 | 2017-07-12 |
| Rep | 提供資產管理 | 2016-09-30 | 2017-07-12 | |
| Rep | 證券交易 | 2016-09-30 | 2017-07-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-10-31 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-08 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-06-14 | 2013-11-09 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-06-14 | 2010-09-08 |
已採集記錄中暫無金管局登記。