Personnel Hong Kong SFC License Details (ID 87498)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Hammer Capital Asset Management Limited	RO	就證券提供意見	2020-12-04	-
	RO	提供資產管理	2018-10-11	-
VAST HARBOUR SECURITIES LIMITED	RO	證券交易	2015-04-21	2018-04-30
	Rep	證券交易	2014-03-28	2015-04-21
Merrill Lynch (Asia Pacific) Limited	Rep	就機構融資提供意見	2011-05-24	2013-09-20
	Rep	就證券提供意見	2011-05-24	2013-09-20
	Rep	證券交易	2011-05-24	2013-09-20
Merrill Lynch Far East Limited	Rep	就機構融資提供意見	2011-05-24	2013-09-20
	Rep	就證券提供意見	2011-05-24	2013-09-20
	Rep	期貨合約交易	2011-05-24	2013-09-20
	Rep	證券交易	2011-05-24	2013-09-20
Citigroup Global Markets Asia Limited	Rep	就機構融資提供意見	2009-09-17	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期貨合約交易	2009-09-17	2011-04-01
Citigroup Global Markets Asia Limited	Rep	證券交易	2009-09-03	2011-04-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	證券交易	2009-09-03	2011-04-01
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	證券交易	2009-03-02	2009-06-16
Citigroup Global Markets Asia Limited	Rep	證券交易	2007-04-30	2008-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期貨合約交易	2007-04-30	2008-10-31
SG Asset Finance (Hong Kong) Limited	Rep	期貨合約交易	2003-10-28	2004-07-26
Newedge Broker Hong Kong Limited	Rep	就期貨合約提供意見	2003-04-01	2003-07-09
	Rep	提供資產管理	2003-04-01	2003-07-09
	Rep	提供自動化交易服務	2003-04-01	2003-07-09
	Rep	期貨合約交易	2003-04-01	2003-10-28
SG Asset Finance (Hong Kong) Limited	Rep	就機構融資提供意見	2003-04-01	2003-07-09
	Rep	就證券提供意見	2003-04-01	2003-07-09
	Rep	提供資產管理	2003-04-01	2003-07-09
	Rep	提供自動化交易服務	2003-04-01	2003-07-09
	Rep	證券交易	2003-04-01	2004-07-26