| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JW Capital Limited (HK) | RO | 提供資產管理 | 2013-04-25 | 2025-01-01 |
| Rep | 提供資產管理 | 2012-04-18 | 2013-04-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-18 | 2012-02-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-03 | 2012-02-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-11-12 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2003-04-23 | 2012-02-24 |