| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 提供資產管理 | 2016-02-17 | 2018-05-10 |
| Rep | 就期貨合約提供意見 | 2015-06-15 | 2024-07-18 | |
| Rep | 期貨合約交易 | 2015-06-15 | 2024-07-18 | |
| Rep | 就證券提供意見 | 2015-03-10 | 2024-07-18 | |
| Rep | 證券交易 | 2015-03-10 | 2024-07-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-12-02 | 2012-11-24 |
| Rep | 證券交易 | 2011-08-22 | 2012-11-24 | |
| Rep | 證券交易 | 2007-10-11 | 2011-03-12 |