| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Optimas Capital Limited | Rep | 提供資產管理 | 2017-06-21 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-05-31 | 2017-05-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2016-02-23 |
| Rep | 證券交易 | 2008-06-02 | 2016-02-23 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2008-01-10 | 2008-05-30 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2006-11-28 | 2008-01-02 |
已採集記錄中暫無金管局登記。